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Master the art of record keeping

 
Nicole Greenslade - Admin
Master the art of record keeping
by Nicole Greenslade - Admin - Tuesday, 19 September 2023, 9:39 AM
 

Inadequate record keeping is one of the most prevalent compliance issues we see. Find out what the FMA is looking for when assessing if a client file and company records meet record keeping obligations. You might be surprised by how much they are looking for. 

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