Completing the Level 5 qualification is not a ‘tick and forget’ activity. The Code of Professional Conduct for Financial Advice Services makes it abundantly clear - the standard of particular competence, knowledge, and skill required to provide regulated financial advice is that required in the New Zealand Certificate in Financial Services (Level 5) V2 .

Don’t get caught short and not be able to practice at the end of the transition period.

If you’re not sure what you need to do our team can take you through the various pathways and options available to you. Contact us now →